Hong Kong Human Rights Commission

Submission to

the Legco Panel on

 Constitutional Affairs

on

"Review of the method for selecting

the Chief Executive

under the Basic Law"

June 2003

Hong Kong Human Rights Commission

3/F, 52 Princess Margaret Road, Homantin, Kowloon, Hong Kong, China

Tel: (852) 2713 9165, Fax: (852) 2761 3326

Email: hkhrc@pacific.net.hk

A. General comment

  1. This paper submitted by the Hong Kong Human Rights Commission (HKHRC) represents the written submission to the Legislative Council Panel on Constitutional Affairs on the "Review of the method for selecting the Chief Executive under the Basic Law".
  1. HKHRC is seriously critical of the fact that the Secretary for Constitutional Affairs Stephen Lam Sui-lung has cast doubt as to whether the Basic Law allows universal suffrage to be used for the third Chief Executive election. The remark by Mr. Lam is disappointing as it reflects the leadership's lack of commitment to full democratization of Hong Kong.
  1. It is the firm view of the HKHRC that the interpretation of the phrase "the terms subsequent to the year 2007" in paragraph 7 of Annex I to the Basic Law should be construed to include the third term of office of the Chief Executive in 2007. Therefore the method for selecting the third term Chief Executive in 2007 should be included in the Administration's review on constitutional development as soon as possible.
  1. HKHRC urges the government to conduct a review and a broad and in depth consultation by 2004 on the reforms needed to achieve universal suffrage of the Chief Executive in 2007. Furthermore, a timetable for the process leading to universal suffrage of the Chief Executive should be outlined.
  1. The Government has both local and international obligations to introduce universal suffrage. The Hong Kong Bill of Rights article 21 states that every permanent resident has the right to participate in public life and the right to vote at genuine periodic elections which shall be by universal and equal suffrage[1]. Furthermore article 25 of the International Covenant on Civil and Political Rights also states that every citizen shall have the right to vote at periodic elections which shall be by universal suffrage[2].

B. The Chinese legal language of the Basic Law

  1. Annex I of the Basic Law states that if there is a need to amend the method for selecting the Chief Executives for the terms subsequent to the year 2007, such amendments should be endorsed by two-thirds of the LegCo, the consent of the Chief Executive and the Standing Committee of the National People's Congress for approval.
  1. In the Chinese legal language 'subsequent to 2007' would mean to include the year 2007. This has been confirmed by Mr. Albert Chen Hung-yee of the University of Hong Kong and member of the central government-appointed Basic Law Committee. According to Mr. Chen: " [In] the legal language of the mainland, the phrase 'terms subsequent to the year 2007' should generally include any date within 2007"[3].

C. A historical interpretation of the Basic Law

  1. A second factor pointing to the fact that the term 'subsequent to 2007' is meant to include the year 2007 is the historical process of the creation of the Basic Law. Addressing the Third Session of the Seventh National People's Congress on March 28, 1990 the chair of the Basic Law Drafting Committee (Drafting Committee), Mr. Ji Pengfei proposed that there would be no changes to the Basic Law within 10 years. As the Basic Law was put into effect as of 1 July 1997, this would mean that the 10 year period is meant to only include 1 July 1997 to 30 June 2007. This has recently been confirmed by Mr. Wu Jianfan, also a former mainland member of the Basic Law Drafting Committee, who has stated that it was the intention of the Drafting Committee to maintain political stability in Hong Kong in the first 10 years of the handover by ruling out changes to the electoral method for the Chief Executive during that period[4].
  1. Furthermore Mr. Ji Pengfei stated that: "[in] the ten years between 1997 and 2007, the Chief Executive will be elected by a broadly representative election committee. If there is need to amend this method of election after that period, such amendments must be made with the endorsement of a two-thirds majority of all the members of the Legislative Council¡K"[5]. The ten years between 1997 and 2007 can only refer to the two terms of office between1 July 1997 and 30 June 2007, as each term shall be five years.
  1. Also Mr. Wu Jianfan, former mainland member of the drafting committee of the Basic Law, has recently pronounced that the review of the post-2007 constitutional framework should cover both the election for the third Chief Executive and the Legislative Council in 2008. Lastly, Mr. Xu Chongde, another former mainland member of the drafting committee, agreed that changes were allowed under the Basic Law. He said that it would not violate the Basic Law if changes were made for the 2007 chief executive election[6].

D. A purposive interpretation of the Basic Law

  1. Annex II of the Basic Law outlines the method for the formation of the Legislative Council of Hong Kong SAR. In the Annex only the composition of LegCo in the second and third term is outlined, thus opening up the possibility for amendments of the procedure for forming the Legislative Council of the fourth term. Therefore in Annex II (III) amendment procedures subsequent to the year 2007 is mentioned.
  1. According to article 69 of the Basic Law the term of office of the Legislative Council shall be four years, except the first term which shall be two years. The first term thus refers to 1997 - 1999, the second term 1999 - 2003, and the third term would refer to 2003 - 2007. This implies that the fourth term would mean 1 July 2007 - 30 June 2011. In this case the interpretation of the term 'subsequent to the year 2007' in Annex II means that it refers to the period starting from 1 July 2007[7]. The above interpretation thus implies that the term 'subsequent to the year 2007' in general should be broadly interpreted as including part of the year 2007. 
  1. Furthermore the fourth term of office of LegCo has not been specified in the Basic Law regarding the composition and the method of its formation. As article 68 of the Basic Law stipulates that the ultimate aim is the election of all members of the LegCo by universal suffrage, it implies that universal suffrage can be introduced from 1 July 2007.
  1. Comparing with Annex I of the Basic Law, the style of writing of Annex II is parallel to it. Furthermore article 45 of the Basic Law stipulates that the ultimate aim is the selection of the Chief Executive by universal suffrage. Therefore, it can be inferred that the amendment of the method for selecting the Chief Executives subsequent to the year 2007 can be initiated already on 1 July 2007 and universal suffrage can be introduced on that day.

E. Public support for universal suffrage in 2007

16. On 21 May 2003 a non-binding Legislative Council Motion tabled by Democratic Party vice-chairman Mr. Albert Ho Chun-yan urged that the Basic Law be amended so as to expedite the full implementation of the election of the Chief Executive and all Members of the Legislative Council by universal suffrage. Although it was not passed, the breakdown of the votes reveal that the motion was in fact passed by geographical constituencies and the Election Committee, with 15 voting for and 11 against the motion [8], thus revealing popular support for universal suffrage.

17. Furthermore there is evidence that there is public support for the chief executive to be returned by universal suffrage in 2007. Thus 65.5% in a poll of 1,222 respondents interviewed in a Democratic Party poll in May 2003 (between May 9 and May 12) backed universal suffrage. Only 11 per cent preferred direct elections in 2012 and 62% were dissatisfied with the current arrangement with the Chief Executive being picked by an 800-member Election Committee[9] .

F. Recommendations

  1. HKHRC urges the Administration to conduct a thorough review on constitutional development in 2004. The review should be characterized by transparency and a genuine will towards universal suffrage . The review should include a broad public consultation in 2004 including all sectors of society.  HKHRC urges the Administration to take positive and concrete steps to include more groups such as NGOs and marginalized groups of society.
  1. Most importantly, the public opinion for introducing universal suffrage of the Chief Executive on 1 July 2007 should also be taken into serious consideration and the Government should ensure the full realization of the civil and political rights of the Hong Kong citizens as prescribed by the Basic Law and the international covenants.  


[1] Hong Kong Bill of Rights Ordinances (Cap. 383) 

[2] United Nations, International Covenant on Civil and Political Rights, Article 23. 

[3] Ambrose Leung 2003: "Reality holds sway in debate on elections" in: South China Morning Post, 22 May.

[4] South China Morning Post Wednesday, May 28, 2003.

[5] Ji Pengfei 1990: "Explanations on "The Basic Law of the Hong Kong - Addressing the Third Session of the Seventh National People's Congress on March 28, 1990".

[6] South China Morning Post May 28, 2003.

[7] However because the Central Government established the Provisional Legislative Council from 1997-1998 after the change of sovereignty the terms of office of the LegCo have been delayed one year.

[8] Legislative Council "Council Meeting: Voting Result on 21 May 2003" of the Motion "Expeditiously implementing the election of the chief executive and all members of the Legislative Council by Universal Suffrage" at:  www.legco.gov.hk/yr02-03/english/counmtg/voting/v0305211.htm.

[9] Jimmy Cheung 2003: "Direct election backed in poll" in: South China Morning Post,  20 May.